Understanding the Content of Premarket Submissions for Device Software Functions

The FDA’s guidance for Content of Premarket Submissions for Device Software Functions

In the rapidly evolving field of medical devices, software plays a critical role in enhancing their functionality and performance. As the demand for innovative healthcare solutions continues to rise, regulatory bodies such as the U.S. Food and Drug Administration (FDA) have established guidelines to ensure the safety and effectiveness of medical device software. In this blog post, we will explore the content of premarket submissions for device software functions, shedding light on the essential aspects Companies must consider when seeking regulatory clearance.

This framework is generalized, and specific submissions are expected to vary.

The Importance of Premarket Submissions

Premarket submissions serve as a means for medical device companies to demonstrate compliance with regulatory requirements and obtain necessary approvals before marketing their products. For device software functions, these submissions are key to ensuring patient safety, product quality, and overall device performance. 

Regulatory Landscape for Device Software

Understanding the regulatory landscape is crucial for manufacturers developing medical device software. In the United States, the FDA's Center for Devices and Radiological Health (CDRH) oversees the regulation of medical devices, including software. Premarket submissions for device software functions fall under the purview of the FDA's software premarket notification process.

Key Components of Premarket Submissions

Device Description: The submission should comprehensively describe the software's intended use, its interaction with the medical device, and any other relevant information about the device software system.

Risk Analysis: Companies must conduct a thorough risk analysis, identifying and assessing potential hazards associated with the software. This includes considering potential use errors, cybersecurity risks, and adverse effects on patient safety or device performance.

Software Development Process: Details about the software development process, including methodologies, design controls, and validation and verification procedures, should be included in the submission. This demonstrates that the software has been developed and tested systematically and controlled.

Verification and Validation: Documentation should outline the verification and validation activities performed to ensure that the software functions as intended, meet user requirements, and performs reliably under various conditions.

Usability and Human Factors Engineering: Information regarding usability and human factors engineering efforts can be important. Companies may be required to conduct studies or evaluations to assess the software's user interface, user interactions, and potential use errors.

Clinical Data: Depending on the risk classification of the device, companies may need to provide clinical data demonstrating the safety and effectiveness of the software. This may include clinical investigations, non-clinical testing, or published literature supporting the device's intended use.

Post-Market Surveillance and Reporting

Companies may need to address post-market surveillance plans and procedures for monitoring the software's performance once it reaches the market. This includes mechanisms for capturing and reporting adverse events, analyzing real-world data, and implementing necessary corrective actions.

We are here to help.

Developing and submitting a premarket application for device software functions requires careful attention to regulatory requirements and thorough documentation.

Biomedical Statistical Consulting routinely designs and advises on clinical trial efforts addressing these requirements. Contact info@biomedstat.com for more information.


The guide can be found on the FDA page.

Theresa Searcy